RULES & REGULATION

- Maintain the highest standards of professionalism, integrity, and ethical behavior.
- Respect and maintain confidentiality regarding company information, trade secrets, and client data.
- Avoid any behavior that could damage the company’s reputation or disrupt business operations.

- Align all investments with the company’s strategic goals and ethical guidelines.
- Conduct thorough due diligence and risk assessment before approving investments.
- Ensure compliance with all financial regulations.

- Provide transparent, honest, and respectful communication with clients.
- Deliver accurate and timely information about investments.
- Avoid and disclose any potential conflicts of interest.

- Follow all applicable laws and compliance requirements.
- Maintain transparent financial records.
- Report any regulatory breaches to the compliance department.

- Protect company and client information from unauthorized access.
- Comply with data protection laws, including GDPR.
- Restrict sharing of confidential information to authorized personnel only.

- Document and authorize all financial transactions properly.
- Conduct transactions through approved channels to prevent fraud.
- Maintain clear records of all financial activities.

- Implement procedures to prevent money laundering and fraud.
- Verify the identity of all clients and perform compliance checks.
- Report suspicious activities as required by law.

- Violations may lead to disciplinary action, including termination.
- Legal actions may be pursued for significant breaches.
- Clients violating policies may face service restrictions.

At Atlantis Capital Investment Company, we are committed to fostering a culture of integrity, compliance, and operational excellence. Adherence to these rules is essential for promoting trust, growth, and success for all stakeholders.